The Purpose of Policies | University Policy Office (2024)

How Policies Interact with Mission, Objectives & ProceduresThe Purpose of Policies | University Policy Office (1)

Policies play a vital rolewithin the University's governance and compliance programs. They translate the organization's mission, values, and strategic objectives to provide guidance in development of procedures. Imagine an upside-down pyramid. The broadest expression of guidance is at the top, in the form of the University's Mission, Purpose, Vision, and Values. They describe guidance in the widest manner possible. These ideals and statements are then taken into account with the context of the University, in its current time and place, to identify Strategic Objectives which will further the University's missions, in-line with its values. The strategic plan occupies the next layer of the pyramid, and is more definitive than the mission and values of the institution. Strategic objectives are time-bound goals. They are sometimes specific, but also sometimes broadly expressed. In order to translate the objectives into the day-to-day business processes, or procedures, the University needs guidance that is more specific than the objectives, but not so granular that step-by-step, cyclical tasks are defined. The next layer of guidance also needs to take the law into consideration.

Policies are the distillation of everything above them in the hierarchy -- mission, values, and strategic objectives, along with the law. Policies articulate goals that are narrower than strategic objectives and identify limits, or boundaries, for behavior and actions that are necessary to complete those goals. The limits are drawn from University values and laws. Policies will often identify general parties (e.g., divisions, departments, or job titles) responsible for creating, maintaining, executing, and monitoring procedures to complete identified business functions and strategic objectives. Policies do not contain granular procedures unless they are required by law, or necessary to dispel confusion, controversy, or conflict.

Procedures contain instructions and guidelines for accomplishing cyclical, individual tasks. They are the most granular of all documentation supporting business processes, and identify the what (in detail), when, where, and how. The what (generally), who, and why of business processes comes from policies above, and everything that informs them.

Policies v. Procedures

Policies and procedures are most commonly confused. The table below was created to help with understanding the differences between the two.

Basis for Comparison

Policies

Procedures

Nature

The "Why

The "How

Description

Broad, flexible statements communicating limits, culture, philosophies, and goals which guide organizational decision-making to achieve strategic objectives

Narrowly described instructions for achieving specific cyclical tasks in fulfillment of policies

Updates

Infrequently updated through a formal process requiring approval of VP’s and Office of the President

Frequently updated & improved at discretion of division/unit management

The Purpose of Policies | University Policy Office (2024)

FAQs

What is the purpose of university policies? ›

University Policies protect the integrity of the university's mission and operations, and reflect the governance structure of the university.

What is the purpose of an office policy? ›

While policies offer a variety of benefits, the primary goal they accomplish is to put in writing what the company expects from employees in terms of the behavior, actions, and processes they take in specific scenarios.

What is the key purpose of the policy? ›

A policy is a set of rules or guidelines for your organization and employees to follow in order to achieve a specific goal (i.e. compliance). Effective policies answer questions about what employees do (such as directions, limits, principles, and decision-making guidance) and why they do it.

What is the purpose of the policy statement? ›

The policy statement, or body of the policy, identifies the actual guiding principles or what is to be done. The statements are designed to influence and determine decisions and actions within the scope of coverage. The statements should define actions that are prudent, expedient, or advantageous to the organization.

What are the three purposes of university? ›

The purpose of universities is to provide rational explanations and meaning to society, shape new individuals through teaching, and create new possibilities through research.

Why are policies important in higher education? ›

In higher education, institutions often develop policies to address specific, recurring issues or challenges facing the institution or as pre-emptive answers for anticipated questions.

What are the benefits of policies? ›

Another advantage is that policies provide a framework for consistent decision making and action. In fact, one of the primary objectives of a policy is to ensure that personnel act in a manner consistent with executive or functional management's expectations.

What is a good example of a policy? ›

There is a large variety of possible policy statement examples. Some examples include a company's social media policy, a school district's bullying policy, an organization's diversity and inclusion policy, or a company's code of conduct policy.

What are the 3 important attributes of a policy? ›

We believe a good policy is respectful, clear and succinct. We specialise in writing and rewriting policies that adhere to these characteristics.

What are the three key elements of policy? ›

Elements of Policy Making
  • Structural Environment. ...
  • Social Environment. ...
  • Political Environment.

Are university policies legally binding? ›

Failure to adhere to these guidelines may result in disciplinary action. Since the Student Handbook is considered a binding legal contract, universities have the authority to enforce its provisions.

Why are institutional policies important? ›

To help manage their responsibilities, most research institutions have research offices/officers and institutional research policies. Both provide excellent sources of guidance for responsible conduct in research, since both are the products of the institution's efforts to clarify its own responsibilities.

Why do schools have a policy on academic integrity? ›

Academic misconduct disrespects the academic work of others and breaks down trust. Respect is a qualitative factor that has long-term consequences in lifelong learning. For both students and researchers, proper attribution is critical. Academic integrity is an indicator of future workplace behavior.

Why is academic integrity policy important? ›

it ensures fairness in the academic work that students complete, it ensures fairness in the grades that students earn, it protects the value of your credentials, and. it protects the reputation of your academic institution.

Top Articles
Latest Posts
Article information

Author: Horacio Brakus JD

Last Updated:

Views: 5771

Rating: 4 / 5 (71 voted)

Reviews: 94% of readers found this page helpful

Author information

Name: Horacio Brakus JD

Birthday: 1999-08-21

Address: Apt. 524 43384 Minnie Prairie, South Edda, MA 62804

Phone: +5931039998219

Job: Sales Strategist

Hobby: Sculling, Kitesurfing, Orienteering, Painting, Computer programming, Creative writing, Scuba diving

Introduction: My name is Horacio Brakus JD, I am a lively, splendid, jolly, vivacious, vast, cheerful, agreeable person who loves writing and wants to share my knowledge and understanding with you.